I apologise for possible
mistakes in French quotes, the text was contorted
in some places and insufficiently schooled in
French I more or less left thesparse quotes
alone.J Braddell,editor
Excerpts from the Origins of
Totalitarian Democracy
by Jacob L.
Talmon
(London: Secker and Warburg,
1955), Intro, Part I, Part II and Conclusion
http://www.coloradocollege.edu/Dept/PS/Finley/PS425/reading/Talmon.html
INTRODUCTION
THIS study is an attempt to show that
concurrently with the liberal type of democracy,
there emerged from the same premises in the
eighteenth century a trend towards what we
propose to call the totalitarian type of
democracy. These two currents have existed side
by side ever since the eighteenth century. The
tension between them has constituted an important
chapter in modern history, and has now become the
most vital issue of our time. It would of course
be an exaggeration to suggest that the whole of
the period can be summed up in terms of this
conflict. Nevertheless it was always present,
although usually confused and obscured by other
issues, which may have seemed clearer to
contemporaries, but viewed from the standpoint of
the present day seem incidental and even trivial.
Indeed, from the vantage point of the mid
twentieth century the history of the last hundred
and fifty years looks like a systematic
preparation for the headlong collision between
empirical and liberal democracy on the one hand,
and totalitarian Messianic democracy on the
other, in which the world crisis of to-day
consists.
(Chapter I) THE TWO TYPES OF DEMOCRACY,
LIBERAL AND TOTALITARIAN
The essential difference between the two
schools of democratic thought as they have
evolved is not, as is often alleged, in the
affirmation of the value of liberty by one, and
its denial by the other. It is in their different
attitudes to politics.
The liberal approach assumes politics to be a
matter of trial and error, and regards political
systems as pragmatic contrivances of human
ingenuity and spontaneity. It also recognizes a
variety of levels of personal and collective
endeavour, which are altogether outside the
sphere of politics.
The totalitarian democratic school, on the other
hand, is based upon the assumption of a sole and
exclusive truth in politics. It may be called
political Messianism in the sense that it
postulates a preordained, harmonious and perfect
scheme of things, to which men are irresistibly
driven, and at which they are bound to arrive. It
recognizes ultimately only one plane of
existence, the political. It widens the scope of
politics to embrace the whole of human existence.
It treats all human thought and action as having
social significance, and therefore as falling
within the orbit of political action. Its
political ideas are not a set of pragmatic
precepts or a body of devices applicable to a
special branch of human endeavour. They are an
integral part of an all-embracing and coherent
philosophy. Politics is defined as the art of
applying this philosophy to the organization of
society, and the final purpose of politics is
only achieved when this philosophy reigns supreme
over all fields of life.
Both schools affirm the supreme value of
liberty. But whereas one finds the essence of
freedom in spontaneity and the absence of
coercion, the other believes it to be realized
only in the pursuit and attainment of an absolute
collective purpose. It is outside our scope to
decide whether liberal democracy has the faith
that totalitarian democracy claims to have in
final aims. What is beyond dispute is that the
final aims of liberal democracy have not the same
concrete character. They are conceived in rather
negative terms, and the use of force for their
realization is considered as an evil. Liberal
democrats believe that in the absence of coercion
men and society may one day reach through a
process of trial and error a state of ideal
harmony. In the case of totalitarian democracy,
this state is precisely defined, and is treated
as a matter of immediate urgency, a challenge for
direct action, an imminent event. The problem
that arises for totalitarian democracy, and which
is one of the main subjects of this study, may be
called the paradox of freedom. Is human freedom
compatible with an exclusive pattern of social
existence, even if this pattern aims at the
maximum of social justice and security ? The
paradox of totalitarian democracy is in its
insistence that they are compatible. The purpose
it proclaims is never presented as an absolute
idea, external and prior to man. It is thought to
be immanent in man's reason and will, to
constitute the fullest satisfaction of his true
interest, and to be the guarantee of his freedom.
This is the reason why the extreme forms of
popular sovereignty became the essential
concomitant of this absolute purpose. From the
difficulty of reconciling freedom with the idea
of an absolute purpose spring all the particular
problems and antinomies of totalitarian
democracy. This difficulty could only be resolved
by thinking not in terms of men as they are, but
as they were meant to be, and would be, given the
proper conditions. In so far as they are at
variance with the absolute ideal they can be
ignored, coerced or intimidated into conforming,
without any real violation of the democratic
principle being involved. In the proper
conditions, it is held, the conflict between
spontaneity and duty would disappear, and with it
the need for coercion. The practical question is,
of course, whether constraint will disappear
because all have learned to act in harmony, or
because all opponents have been eliminated.
(2) THE EIGHTEENTH-CENTURY ORIGINS OF
POLITICAL MESSIANISM; THE SCHISM
Enough has been said already to indicate that
totalitarian democracy will be treated in these
pages as an integral part of the Western
tradition. It is vital to add that much of the
totalitarian democratic attitude was contained in
the original and general eighteenth century
pattern of thought. The branching out of the two
types of democracy from the common stem took
place only after the common beliefs had been
tested in the ordeal of the French Revolution.
From the point of view of this study the most
important change that occurred in the eighteenth
century was the peculiar state of mind which
achieved dominance in the second part of the
century. Men were gripped by the idea that the
conditions, a product of faith, time and custom,
in which they and their forefathers had been
living, were unnatural and had all to be replaced
by deliberately planned uniform patterns, which
would be natural and rational. This was the
result of the decline of the traditional order in
Europe: religion lost its intellectual as well as
its emotional hold; hierarchical feudalism
disintegrated under the impact of social and
economic factors; and the older conception of
society based on status came to be replaced by
the idea of the abstract, individual man. The
rationalist idea substituted social utility for
tradition as the main criterion of social
institutions and values. It also suggested a form
of social determinism, to which men are
irresistibly driven, and which they are bound to
accept one day. It thus postulated a single valid
system, which would come into existence when
everything not accounted for by reason and
utility had been removed. This idea was, of
course, bound to clash with the inveterate
irrational ability of man's ways, his likings and
attachments.
The decline of religious authority implied the
liberation of man's conscience, but it also
implied something else. Religious ethics had to
be speedily replaced by secular, social morality.
With the rejection of the Church, and of
transcendental justice, the State remained the
sole source and sanction of morality. This was a
matter of great importance, at a time when
politics were considered indistinguishable from
ethics. The decline of the idea of status
consequent on the rise o f individualism spelt
the doom of privilege, but also contained
totalitarian potentialities. If, as will be
argued in this essay, empiricism is the ally of
freedom, and the doctrinaire spirit is the friend
of totalitarianism, the idea of man as an
abstraction, independent of the historic groups
to which he belongs, is likely to become a
powerful vehicle of totalitarianism. These three
currents merged into the idea of a homogeneous
society, in which men live upon one exclusive
plane of existence. There were no longer to be
different levels of social life, such as the
temporal and the transcendental, or membership of
a class and citizenship. The only recognized
standard of judgment was to be social utility, as
expressed in the idea of the general good, which
was spoken of as if it were a visible and
tangible objective. The whole of virtue was
summed up as conformity to the rationalist,
natural pattern. In the past it was possible for
the State to regard many things as matters for
God and the Church alone. The new State could
recognize no such limitations. Formerly, men
lived in groups. A man had to belong to some
group, and could belong to several at the same
time. Now there was to be only one framework for
all activity: the nation.
The eighteenth century never distinguished
clearly between the sphere of personal
self-expression and that of social action. The
privacy of creative experience and feeling, which
is the salt of freedom, was in due course to be
swamped by the pressure of the permanently
assembled people, vibrating with one collective
emotion. The fact that eighteenth-century
thinkers were ardent prophets of liberty and the
rights of man is so much taken for granted that
it scarcely needs to be mentioned. But what must
be emphasized is the intense preoccupation of the
eighteenth century with the idea of virtue, which
was nothing if not conformity to the hoped-for
pattern of social harmony. They refused to
envisage the conflict between liberty and virtue
as inevitable. On the contrary, the inevitable
equation of liberty with virtue and reason was
the most cherished article of their faith. When
the eighteenth-century secular religion came face
to face with this conflict, the result was the
great schism. Liberal democracy flinched from the
spectre of force, and fell back upon the
trial-and-error philosophy. Totalitarian
Messianism hardened into an exclusive doctrine
represented by a vanguard of the enlightened, who
justified themselves in the use of coercion
against those who refused to be free and
virtuous. The other cause for this fissure,
certainly no less important, was the question of
property. The original impulse of political
Messianism was not economic, but ethical and
political. However radical in their theoretical
premises, most eighteenth-century thinkers shrunk
from applying the principle of total renovation
to the sphere of economics and property. It was
however extremely difficult to theorize about a
rational harmonious social order, with
contradictions resolved, anti-social impulses
checked, and man's desire for happiness
satisfied, while leaving the field of economic
endeavour to be dominated by established facts
and interests, man's acquisitive spirit and
chance. Eighteenth-century thinkers became thus
involved in grave inconsistencies, which they
attempted to cover with all kinds of devices. The
most remarkable of these certainly was the
Physiocratic combination of absolutism in
politics with the laissez-faire theory in
economics, which claimed that the free,
unhampered economic pursuits of men would set
themselves into a harmonious pattern, in
accordance with the laws of demand and supply.
But before the eighteenth century had come to an
end, the inner logic of political Messianism,
precipitated by the Revolutionary upheaval, its
hopes, its lessons and its disappointments,
converted the secular religion of the eighteenth
century from a mainly ethical into a social and
economic doctrine, based on ethical premises. The
postulate of salvation, implied in the idea of
the natural order, came to signify to the masses
stirred by the Revolution a message of social
salvation before all. And so the objective ideal
of social harmony gave place to the yearnings and
strivings of a class; the principle of virtuous
liberty to the passion for security. The
possessing classes, surprised and frightened by
the social dynamism of the idea of the natural
order, hastened to shake off the philosophy which
they had earlier so eagerly embraced as a weapon
in their struggle against feudal privilege. The
Fourth Estate seized it from their hands, and
filled it with new meaning. And so the ideology
of the rising bourgeoisie was transformed into
that of the proletariat. | The object of this
book is to examine the stages through which the
social ideals of the eighteenth century were
transformed-on one side-into totalitarian
democracy. These stages are taken to be three:
the eighteenth-century postulate, the Jacobin
improvisation, and the Babouvist crystallization;
all leading up to the emergence of economic
communism on the one hand, and to the synthesis
of popular sovereignty and single-party
dictatorship on the other. The three stages
constitute the three parts into which this study
is divided. The evolution of the liberal type of
democracy is outside its scope. Modern
totalitarian democracy is a dictatorship resting
on popular enthusiasm, and is thus completely
different from absolute power wielded by a
divine-right King, or by a usurping tyrant. In so
far as it is a dictatorship based on ideology and
the enthusiasm of the masses, it is the outcome,
as will be shown, of the synthesis between the
eighteenth-century idea of the natural order and
the Rousseauist idea of popular fulfillment and
self-expression. By means of this synthesis
rationalism was made into a passionate faith.
Rousseau's " general will ", an
ambiguous concept, sometimes concocted as valid a
priori, sometimes as immanent in the will of man,
exclusive and implying unanimity, became the
driving force of totalitarian democracy, and the
source of all its contradictions and antinomies.
These are to be examined in detail.
(3) TOTALITARIANISM OF THE RIGHT AND
TOTALITARIANISM OF THE LEFT
The emphasis of this theory is always upon
Man. And here is the distinguishing mark between
totalitarianism of the Left, with which this
study is concerned, and totalitarianism of the
Right. While the starting-point of
totalitarianism of the Left has been and
ultimately still is man, his reason and
salvation, that of the Right totalitarian schools
has been the collective entity, the State, the
nation, or the race. The former trend remains
essentially individualist, atomistic and
rationalist even when it raises the class or
party to the level of absolute ends. These are,
after all, only mechanically formed groups.
Totalitarians of the Right operate solely with
historic, racial and organic entities, concepts
altogether alien to individualism and
rationalism. That is why totalitarian ideologies
of the Left always are inclined to assume the
character of a universal creed, a tendency which
totalitarianism of the Right altogether lacks.
For reason is a unifying force, presupposing
mankind to be the sum total of individual
reasoning beings. Totalitarianism of the Right
implies the negation of such a unity as well as a
denial of the universality of human values. It
represents a special form of pragmatism. Without
raising the question of the absolute significance
of the professed tenets, it aspires to a mode of
existence, in which the faculties of man may - in
a deliberately limited circumference of space,
time and numbers - be stirred, asserted and
realized so as to enable him to have what is
nowadays called a wholly satisfying experience in
a collective elan, quickened by mass emotion and
the impact of impressive exploits; in brief, the
myth.
The second vital difference between the two types
of totalitarianism is to be found in their
divergent conceptions of human nature. The Left
proclaims the essential goodness and
perfectibility of human nature. The Right
declares man to be weak and corrupt. Both may
preach the necessity of coercion. The Right
teaches the necessity of force as a permanent way
of maintaining order among poor and unruly
creatures, and training them to act in a manner
alien to their mediocre nature. Totalitarianism
of the Left, when resorting to force, does so in
the conviction that force is used only in order
to quicken the pace of man's progress to
perfection and social harmony. It is thus
legitimate to use the term democracy in reference
to totalitarianism of the Left. The term could
not be applied to totalitarianism of the Right.
It may be said that these are distinctions that
make little difference, especially where results
are concerned. It may further be maintained that
whatever their original premises were,
totalitarian parties and regimes of the Left have
invariably tended to degenerate into soulless
power machines, whose lip service to the original
tenets is mere hypocrisy.
Now, this is a question not only of academic
interest, but of much practical importance. Even
if we accept this diagnosis of the nature of Left
totalitarianism when triumphant, are we to
attribute its degeneration to the inevitable
process of corrosion which an idea undergoes when
power falls into the hands of its adherents ? Or
should we seek the reason for it deeper, namely
in the very essence of the contradiction between
ideological absolutism and individualism,
inherent in modern political Messianism ? When
the deeds of men in power belie their words, are
they to be called hypocrites and cynics or are
they victims of an intellectual delusion ? Here
is one of the questions to be investigated. This
essay is not concerned with the problem of power
as such, only with that of power in relation to
consciousness. The objective forces favoring the
concentration of power and the subordination of
the individual to a power machine, such as modern
methods of production and the arcane imperilled
by modern technical developments, are outside the
scope of this work. The political tactics of
totalitarian parties and systems, or the
blueprints of social positivist philosophies for
the human hive, will be considered not for their
own sake, but in their bearing on man's awareness
and beliefs. What is vital for the present
investigation is the human element: the thrill of
fulfillment experienced by the believers in a
modern Messianic movement, which makes them
experience submission as deliverance; the process
that goes on in the minds of the leaders, whether
in soliloquy or in public discussion, when faced
with the question of whether their acts are the
self-expression of the Cause or their own willful
deeds; the stubborn faith that as a result of
proper social arrangements and education, the
conflict between spontaneity and the objective
pattern will ultimately be resolved by the
acceptance of the latter, without any sense of
coercion.
(4) SECULAR AND RELIGIOUS MESSIANISM
The modern secular religion of totalitarian
democracy has had unbroken continuity as a
sociological force for over a hundred and fifty
years. Both aspects, its continuity and its
character as a sociological force, need
stressing. These two essential features permit us
to ignore the isolated literary ventures into
Utopia in the earlier centuries, without denying
the influence of Plato, Thomas More or Campanella
upon men like Rousseau, Diderot, Mably, or
Saint-Just and Buonarroti.- If one were in search
of antecedents, one would also have to turn to
the various outbursts of chiliasm in the Middle
Ages and in the Reformation, especially to the
extreme wing of the Puritan Revolution in
seventeenth-century England. The coexistence of
liberal democracy and revolutionary Messianism in
modern times could legitimately be compared to
the relationship between the official Church and
the eschatological revolutionary current in
Christianity during the ages of faith. Always
flowing beneath the surface of official society,
the Christian revolutionary current burst forth
from time to time in the form of movements of
evangelical poverty, heretical sects, and
social-religious revolts. Like the two major
trends of the modern era, the Church and the
rebels against it derived their ideas from the
same source. The heterodox groups were, however,
too ardent in their literal interpretation of
God's word. They refused to come to terms with
the flesh and the kingdom of this world, and were
unwilling to overcome the ideal of a society of
saints to the exclusively transcendental plane.
There were, however, vital differences between
the chiliastic movements of the earlier centuries
and modern political Messianism. The former were
only sporadic occurrences, although the tension
from which they sprang was always latent. A flame
burst forth and was soon totally extinguished, or
rendered harmless to society at large. The crisis
might leave behind a sect. The myth might survive
and perhaps rekindle a spark in some remote place
and at some later date. Society as a whole went
on much as before, although not quite free from
the fear and mental discomfort left by the
conflagration, and not wholly immune to the
influence of the new sect. There was however a
fundamental principle in pre-eighteenth century
chiliasm that made it impossible for it to play
the part of modern political Messianism. It was
its religious essence. This explains why the
Messianic movements or spasms of the earlier type
invariably ended by breaking away from society,
and forming sects based upon voluntary adherence
and community of experience. Modern Messianism
has always aimed at a revolution in society as a
whole. The driving power of the sects was the
Word of God, and the hope of achieving salvation
by facing God alone and directly, without the aid
of intermediary powers or submission to them,
whether spiritual or temporal, and yet as part of
a society of equal saints. This ideal is not
unlike the modern expectation of a [3] society of
men absolutely free and equal, and yet acting in
spontaneous and perfect accord.
In spite of this superficial similarity, the
differences between the two altitudes are
fundamental. Although the Christian
revolutionaries fought for the individual's
freedom to interpret God's word, their sovereign
was not man, but God. ~ They aimed at personal
salvation and an egalitarian society based on the
Law of Nature, because they had it from God that
there lies salvation, and believed that obedience
to God is the condition of human freedom. The
point of reference of modern Messianism, on the
other hand, is man's reason and will, and its aim
happiness on earth, achieved by a social
transformation. The point of reference is
temporal, but the claims are absolute.
It is thus a remarkable fact that the Christian
revolutionaries, with few exceptions, notably
Calvin's Geneva and Anabaptist Munster, shrunk
from the use of force to impose their own
pattern, in spite of their belief in its divine
source and authority, while secular Messianism,
starting with a point of reference in time, has
developed a fanatical resolve to make its
doctrine rule absolutely and everywhere. The
reasons are not far to seek. Even if the Monistic
principle of religious Messianism had succeeded
in dominating and reshaping society the result
would still have been fundamentally different
from the situation created by modern political
" absolutism". Society might have been
forbidden the compromises which are made possible
by the Orthodox distinction between the kingdom
of God and the earthly State, and as a
consequence social and political arrangements
might have lost much of their flexibility. The
sweep towards the enforcement, of an exclusive
pattern would nevertheless have been hampered, if
not by the thought of the fallibility of man, at
least by the consciousness that life on earth is
not a closed circle, but has its continuation and
conclusion in eternity. Secular Messianic Monism
is subject to no such restraints. It demands that
the whole account be settled here and now. The
extreme wing of English Puritanism at the time of
the Cromwellian Revolution still bore the full
imprint of religious eschatology. It had already
acquired modern features however, It combined
extreme individualism with socia radicalism and a
totalitarian temperament. Nevertheless this
movement, far from initiating the continuous
current of modern political Messianism, remained
from the European point of view an isolated
episode. It was apparently quite unknown to the
early representatives of the movement under
discussion. While eighteenth-century French
thinkers and revolutionary leaders were alive to
the political lessons of the " official
" Cromwellian Revolution as a deterrent
against military dictatorship, and a writer like
Harrington was respected as a master, it is
doubtful whether the more radical aspects of the
English Revolution were much known or exercised
any influence in France before the nineteenth
century. The strongest influence on the fathers
of totalitarian democracy was that of antiquity,
interpreted in their own way. Their myth of
antiquity was the image of liberty equated with
virtue. The citizen of Sparta or Rome was proudly
free, yet a marvel of ascetic discipline. He was
an equal member of the sovereign nation, and at
the same time had no life or interests outside
the collective tissue.
(5) QUESTIONS OF METHOD
Objections may be urged against the view that
political Messianism as a postulate preceded the
compact set of social and economic ideas with
which it has come to be associated. It may be
said that it is wrong to treat Messianism as a
substance that can be divorced from its
attributes; to consider it altogether apart from
the events which produced it, the instruments
which have been used to promote it, and the
concrete aims and policies of the men who
represented it at any given moment. Such a
procedure, it may be said, presupposes an almost
mystical agency active in history. It is
important to answer this objection not less for
its philosophical significance than for the
question of method it raises. What this study is
concerned with is a state of mind, a way of
feeling, a disposition, a pattern of mental,
emotional and behaviouristic elements, best
compared to the set of attitudes engendered by a
religion. Whatever may be said about the
significance of the economic or other factors in
the shaping of beliefs, it can hardly be denied
that the all-embracing attitudes of this kind,
once crystallized, are the real substance of
history, The concrete elements of history, the
acts of politicians, the aspirations of people,
the ideas, values, preferences and prejudices of
an age, are the outward manifestations of its
religion in the widest sense.
The problem under discussion could not be
dealt with on the plane of systematic, discursive
reasoning alone. For as in religion, although the
partial theological framework may be a marvel of
logic, with syllogism following syllogism, the
first premises, the axioms or the postulates must
remain a matter of faith. They can be neither
proved nor disproved. And it is they that really
matter. They determine the ideas and acts, and
resolve contradictions into some higher identity
or harmony. The postulate of some ultimate,
logical, exclusively valid social order is a
matter of faith, and it is not much use trying to
defeat it by argument. But its significance to
the believer, and the power it has to move men
and mountains, can hardly be exaggerated.
Now, in Europe and elsewhere, for the last
century and a half, there have always been men
and movements animated by such a faith, preparing
for the Day, referring all their ideas and acts
to some all embracing system, sure of some
pre-ordained and final denouement of the historic
drama with all its conflicts into an absolute
harmony. Jacobins may have differed from the
Babouvists, the Blanquists from many of the
secret societies in the first half of the
nineteenth century, the Communists from the
Socialists, the Anarchists from all others, yet
they all belong to one religion. This religion
emerged in the second part of the eighteenth
century and its rise will be traced in these
pages. The most difficult problem of the secular
religion was to be the antinomy of freedom and
the exclusive Messianic pattern. Complex,
intricate and at times magnificent as the
theories evolved by the various Messianic trends
in the later days were, the original phase, which
is the subject of this study, reveals the first
elements and threads in a crude, naive and simple
form. This fact should help towards understanding
the historic phenomenon as a whole. For some of
the basic ideas of the late and highly developed
Messianic secular religion, especially, as it
will be shown, those relating to human nature,
ethics and philosophical principles, have
remained the same as they were in the eighteenth
century.
It is in the nature of doctrines postulating
universal abstract patterns to be schematic and
grey. They lack the warmth, limpidity and
richness which is to be found in living human and
national tissues. They do not convey the tensions
which arise between unique personalities, in
conflict with each other and their surroundings.
They fail to offer the absorbing interest of the
unpredictable situation and the pragmatic
approach to it. But all these, absent in the
doctrine, emerge in the vicissitudes of the
doctrine as a sociological force. This study is
neither purely a treatise on political theory,
nor a recital of events. Justice would not be
done to the subject by treating it in terms of
the individual psychology of a few leaders. Nor
would the point be made clear by an analysis in
terms of mass psychology. Religion is created and
lived by men, yet it is a framework in which men
live. The problem analyzed here is only partly
one of behavior. The modern secular religion must
first be treated as an objective reality. Only
when this has been done will it be possible to
consider the intellectual and historical patterns
created by the interplay between the secular
religion and particular men and situations. This
interplay becomes particularly interesting, when
it results in contradictions between, on the one
side, the impersonal pattern and, on the other,
the demands of the particular situation and the
uniqueness of personality.
PART I THE EIGHTEENTH-CENTURY ORIGINS OF
POLITICAL MESSIANISM
. . . a l'epoque ou ['influence de ces
progres sur ltopinion, de ['opinion sur les
nations ou sur leurs chefs, cessant tout a coup
d'etre lente et insensible, a produit dans la
masse entiere de quelques peuples, une
revolution, gage certain de celle qui doit
embrasser la generalite de ltespece humaine.
Apres de longues erreurs, apres stetre egares
dans des theories incompletes ou vagues, les
publicistes vent parvenus a connaitre enfin les
veritables droits de l'homme, a les deduire de
cette seule verite qutil est un etre sensible,
capable de former des raisonnements et d'acquerir
des idees morales. CONDORCET
Rousseau, den ihr noch einmal uber das andere
einen Traumer nennt, indes seine Traume unter
Buren Augen in Erfullung gehen, verfuhr viel zu
schonend mit euch, ihr Empiriker; das war sein
Fehler. JOHANN GOTTLIEB FICHTE
Chapter One NATURAL ORDER: THE
POSTULATE (a) THE SINGLE PRINCIPLE
IN I755 Morelly in the Code de la Nature
set out to " lift the veil " so that
all should be able to behold " with horror,
the source and origin of all evils and all crimes
", and learn " the simplest and most
beautiful lessons of nature perpetually
contradicted by vulgar morality and vulgar
politics". He placed on the one side the
science of natural morality, which was meant to
be the same for all nations, and was as simple
and as self-evident in its axioms and
consequences " que les mathematiques
elles-memes "; and on the other side the
chaos of errors, absurdities, false starts and
loose ends, presented by the whole of human
history. Morelly's aim was to find a situation
where it would be " almost impossible for
" man to be depraved and vicious ", and
in which man would be as happy as possible.
Chance, " cette pretendue fatalite ",
would be exorcised from the world. Morelly
thought in terms of deliberate planning, but at
the same time claimed to be only discovering an
objective pattern of things. This pattern is
conceived by him as a social mechanism, a "
marvelous automatic machine". It is
described as " tout intelligent qui
starrangeat lui-meme par un micanisme aussi
simple que merveilleux; ses parties etaient
preparees et pour ainsi dire taillees pour former
le plus bel assemblage ". Like any being in
nature, mankind has " un point fixe
d'integrite ", to which it is ascending by
degrees. The natural order is this ultimate
fulfilment of mankind. Morelly's Code de la
Nature is the earliest in the series of
writings with which this study is concerned. It
was the first book in modern times to put
fully-fledged communism on the agenda as a
practical programme, and not merely as a Utopia.
It became Babeuf's Bible, although he happened to
attribute the work to Diderot. A soulless, badly
written book, very crude in its premises and
argument, not very influential in the
pre-Thermidorian period of the Revolution, it
expresses nevertheless in an exaggerated form the
common tenets of eighteenth-century thought.
All the eminent French political writers of the
second part of the century were engaged in a
search for a new unitary principle of social
existence. Vague as to the concrete nature of the
principle, they all met on common ground as far
as the postulate of such a principle was
concerned. The formulae differed only in
emphasis, and some of these differences deserve
to be illustrated. Helvetius, laying all the
emphasis on utilitarianism, of which he was, in
his De l'Esprit (I758), the first
teacher, and Holbach, writing in the seventies,
and preaching materialist determinism, both
postulated a kind of cosmic pragmatism, of which
the social order was only a replica. The
structure of the world is such that if society
were properly balanced, all that is true would
also be socially useful, and all that is useful
would also be virtuous. None therefore would be
vicious except fools, and none unhappy but the
ignorant and wicked, in other words, those who
presume to kick against the necessary, natural
order of things. Mably, who like Morelly was in
the last resort a Communist, and therefore had a
fixed image of the desired natural pattern, in;
contrast to the vagueness of the utilitarian
postulate, strove for scientific certainty in
social and human affairs. He believed that
politics could develop from the most conjectural
into a most exact science, once the recesses of
the human heart and passions had been explored,
and a scientific system of ethics defined.
Condorcet, writing at the height of the
Revolution in 1793, when he was in hiding and
about to die the victim of the triumph of his
ideas, summed up in a most moving manner the
achievement -of his age by claiming that it had
come into the possession of a universal
instrument equally applicable to all fields of
human endeavour. The same instrument was capable
of discovering those general principles which
form the necessary and immutable laws of justice,
of probing men's motives, of "ascertaining
the truth of natural philosophy, of testing the
effects of history and of formulating laws for
taste ". Once this instrument had been
applied to morals and politics, a degree of
certainty was given to those sciences little
inferior to that which obtained in the natural
sciences. This latest effort, Condorcet claimed,
had placed an everlasting barrier between the
human race and the " old mistakes of its
infancy that win forever preserve us from a
relapse into former ignorance " The analogy
with the claims of dialectical materialism in the
next century is evident.
Placed in this context Rousseau occupies a
position all his own. He starts from the same
point as the others. He wants to investigate the
nature of things, right, reason and justice in
themselves, and the principle of legitimacy.
Events and facts have no claim to be taken for
granted, and to be considered natural, if they do
not conform to one universally valid pattern, no
matter whether such a pattern has ever existed.
And yet, Rousseau makes no attempt to link up his
ideal social order with the universal system and
its all-embracing principle. A mighty fiat
conjures up the social entity whatever its name,
the State, the social contract, the Sovereign or
the general win. The entity is autonomous,
without as it were antecedents or an external
point of reference. It is self sufficient. It is
the source and maker of Al moral and social
values, and yet it has an absolute significance
and purpose. A vital shift of emphasis from
cognition to the categorical imperative takes
place. The sole, as explaining and as-determining
principle of the philosopher, from which all
ideas may be deduced, is transformed into the
Sovereign, who cannot by definition err or hurt
any of its citizens, Man has no other standards
than those laid down by the social contract. He
receives his personality and all his ideas from
it. The State takes the place of the absolute
point of reference embodied in the universal
principle. The implications of this shift of
emphasis will be examined later.
Eighteenth-century thought, which prepared the
ground for the French Revolution, should be
considered on three different levels: first,
criticism of the ancient regime, its abuses and
absurdities; second, the positive ideas about a
more rational and freer system of administration,
such as, for instance, ideas on the separation of
powers, the place of the judiciary, and a sound
system of taxation; and lastly, the vague
Messianic expectation attached to the idea of the
natural order. It is due to this last aspect that
social and political criticism in
eighteenth-century writings always seems to point
to things far beyond the concrete and immediate
grievances and demands. So little is said
directly about, for instance, feudal abuses or
particular wrongs, and so much, however vaguely,
about eternal principles, the first laws of
society, and the cleavage of mankind into ruling
and exploiting classes, into haves and have-nots,
that has come into existence in contradiction to
the dictates of nature. An incalculable dynamism
was immanent in the idea of the natural order.
When the Revolution came to test the
eighteenth-century teachings, the sense of an
imminent and total renovation was almost
universal. But while to most the idea of the
natural order preached by the philosopher
appeared as a guiding idea and a point of
reference, only to be approximated and never
really attained, to the more ardent elements it
became charged with a driving power that could I
never be halted till it had run out its final and
inexorable course. And that course appeared to
expand into boundlessness.
It is easy to imagine the horror of Robespierre's
listeners at the Convention when, desperately
anxious to know where all the purges and all the
terror were leading, after all possible
Republican and popular measures had already been
taken, and the sternest reprisals against
counter-revolutionaries applied, they heard the
Incorruptible say that his aim was to establish
at last the natural order and to realize the
promises of philosophy. There was something
strikingly reminiscent of the medieval
evangelical revolutionaries quoting the Sermon on
the Mount to the dignitaries of the Church in
Babeuf's pleading before the Court at Vendome. He
read extract after extract from Rousseau, Mably,
Morelly and others, and asked his judges, haunted
by the memory of Robespierre's reign of virtue,
why he should be tried for having taken the
teachings of the fathers of the Revolution
seriously. Had they not taught that the natural
order would result in universal happiness ? And
if the Revolution had failed to realize this
promise, could one claim that it had come to an
end ? The survivors of the Gironde restored to
power after the downfall of Robespierre, who in
1792 were still using the same vocabulary as
Robespierre and keeping up a constant appeal to
nature and its laws, had learned their frightful
lesson in year II of the Republic. Writers like
Benjamin Constant and Mme de Stael were soon to
develop their brand of liberal empiricism in
answer to 1793. It was out of that inner
certainty of the existence of a natural and
wholly rational and just order that scientific
socialism and the idea of an integral Revolution
grew.
Already, however, by the end of 1792 a Girondist
" liberal " grew alarmed. Thus Salle
wrote to Dubois-Crance: " The principles, in
their metaphysical abstractness and in the form
in which they are being constantly analyzed in
this society - no government can be founded on
them; a principle cannot be rigorously applied to
political association, for the simple reason that
a principle admits of no imperfection; and,
whatever you may do, men are imperfect. I say
more: I make bold to say, and indeed, in the
spirit of Rousseau himself, that the social state
is a continuous violation of the will of the
nation as conceived in its abstract
relationships. What may not be the results of
these imprudent declamations which take this will
as a safe basis; which, under the pretext of full
and complete sovereignty of the people, will
suffer no legal restriction; which present man
always in the image of an angel; which, desirous
of discovering what befits him, ignore what he
really is; which, in an endeavour to persuade the
people that they are wise enough, give them
dispensation from the effort to be that ! . . . I
would gladly, if you like, applaud the chimera of
perfection that they are after. But tell me, in
divesting in this way man of what is human in
him, are they not most likely to turn him into a
ferocious beast ? "
Eighteenth-century philosophers were never in
doubt that they were preaching a new religion.
They faced a mighty challenge. The Church claimed
to offer an absolute point of reference to man
and society. It also claimed to embody an
ultimate and all embracing unity of human
existence across the various levels of human and
social life. The Church accused secular
philosophy of destroying these two most essential
conditions of private and public morality, and
thereby undermining the very basis of ethics, and
indeed society itself. If there is no God, and no
transcendental sanction, why should men act
virtuously? Eighteenth-century philosophy not
only accepted the challenge, but turned the
accusation against the Church itself. The
philosopher felt the challenge so keenly that, as
Diderot put it, they regarded it their sacred
duty to show not only that their morality was
just as good as religious ethics, but much
better. Holbach was at pains to prove that the
materialistic principle was a much stronger basis
for ethics than the principle of the "
spirituality of the soul " could ever claim
to be. A great deal of eighteenth-century thought
would assume a different complexion, if it was
constantly remembered that though a philosophy of
protest, revolt and spontaneity,
eighteenth-century philosophy, as already hinted,
was intensely aware of the challenge to redefine
the guarantees of social cohesion and morality.
The philosophers were most anxious to show that
not they, but their opponents, were the
anarchists from the point of view of the natural
order. The philosophical line of attack on the
Church was that apart from the historic untruth
of the revealed religion, it also stood condemned
as a sociological force. It introduced "
imaginary" and heterogeneous criteria into
the life of man and society. The commandments of
the Church were incompatible with the
requirements of society. The contradiction was
harmful to both, and altogether demoralizing. One
preached ascetic unworldliness, the other looked
for social virtues and vigor. Man was being
taught to work for the salvation of his soul, but
his nature kept him earthbound. Religion taught
him one thing, science another. Religious ethics
were quite ineffective, where they were not a
source of evil. The promise of eternal reward and
the threat of everlasting punishment were too
remote to have any real influence on actual human
conduct. This sanction at best engendered
hypocrisy. Where the teachings of religion were
successful, they resulted in human waste, like
monasticism and asceticism, or in cruel
intolerance and wars of religion. Moreover, the
" imaginary " teachings and standards
of the Church offered support and justification
to tyrannical vested interests harmful to society
as a whole. Rousseau, Morelly, Helvetius,
Holbach, Diderot, Condorcet, not to mention of
course Voltaire, were unanimous in their
insistence on the homogeneous nature of morality.
Some, the Voltairians and atheists, speak in
terms of a deliberate plot against society, when
attacking the claims of religious ethics. Others,
like Rousseau, lay all the emphasis on matters of
principle, above all the principle of social
unity: you cannot be a citizen and Christian at
the same time, for the loyalties clash. " It
is from the legislative body only," wrote
Helvetius, " that we can expect a beneficent
religion . . . let sagacious ministers be clothed
with temporal and spiritual powers, and all
contradiction between religious and patriotic
precepts will disappear . . . the religious
system shall coincide with the national
prosperity . . . religions, the habitual
instruments of sacerdotal ambition, shall become
the felicity of the public."
NATURAL ORDER: TO POSTULATE
Holbach taught the same, and although Rousseau
and Mably quarreled bitterly with the two
atheistic materialists, there was hardly a
fundamental disagreement between them. For even
to them the vital consideration was not really
the existence of a Divine Being, but guarantees
for social ethics. Rousseau, the master of
Robespierre, and Mably, whose religious ideas
made such a deep impression upon Saint-Just, were
nearer Hebrew Biblical and classical pagan
conceptions than Christian ideas. Robespierre's
Jewish idea of Providence hovering over the
Revolution was a conclusion from the
eighteenth-century view that the moral drama is
played out under the judgment of Nature
exclusively within the framework of social
relations. No eighteenth-century thinker
recognized any distinction between membership of
a kingdom of God and citizenship of an earthly
state, in the Christian sense. Whether, as the
eighteenth century as a whole, in the spirit of
the Old Testament, believed, that reward and
punishment for the deeds of one generation are
distributed to posterity, or whether, as Rousseau
and Mably thought, it was the individual who
comes to judgment to be rewarded or punished as
an individual soul, the only virtues or sins
recognized were those of social significance. The
only difference between Helvetius and Holbach, on
the one hand, and Rousseau and Mably, on the
other, was that according to the materialists
social legislation and arrangements alone were
sufficient to ensure moral conduct, while
Rousseau and Mably feared that man may elude the
law. It was vital that man should always remember
that even if he eludes the magistrate, the
account would still have to be settled elsewhere
and before a higher tribunal. It was not less
important that the unhappy and the injured should
not despair of justice in society, even if it
fails to come to their succor on earth. Rousseau,
transcending the limits of mechanical materialist
rationalism, harked back to antiquity. He felt
compelled by the ancient sense of awe at the idea
of a Divinity hovering over the city-state, and
imbuing every act of its life with a solemn
significance. He was fascinated by the pomp and
thrill of collective patriotic worship in the
national religious fetes, games and public
displays, while Mably was convinced that no
religion was possible without external forms,
institutions and fixed rites.
The articles of Rousseau's civil religion, other
than those concerning the existence of Divinity
and the immortality of the soul, do not
materially differ from " the principles that
are eternal and invariable, that are drawn from
the nature of men and things, and like the
propositions of geometry are capable of the most
rigorous demonstration ", upon which
Helvetius believed a universal religion should be
founded. They refer to the laws of the State and
articles of the Social Contract. It was not only
theism that caused Rousseau to make the belief in
Divinity a social necessity. It was also the fact
that his and Mably's approach differed from that
of the rationalists on the fundamental point,
already made. The social harmonious pattern of
Helvetius, Morelly and Holbach was a matter of
cognition. It was there to be discerned and
applied. In the case of Rousseau and Mably it was
a categorical imperative, a matter of will. The
materialist determinists felt confident that
knowledge would be translated into action. Not so
Rousseau and Mably, with their different attitude
to human nature, and their deep sense of sin.
Hence Rousseau felt driven to demand the death
penalty for one who disbelieved in the civil
religion, while Mably wished to ban all atheists
and even deists, who claim that a religion of the
heart was all that was wanted. Man had to be made
to fear God, and made to experience the sense of
fear constantly and vividly.
Too much has been made of the contradiction
between the chapter on the Civil Religion in the
Social Contract and the Pro Cession de Foi du
Vicaire Savoyard. The latter may well have been a
shock to the materialists in so far as the purely
philosophical problem of the existence of a
personal deity was concerned. The direct and
intensive relationship between man and God of the
Vicar of Savoy need not, however, necessarily be
taken as a refutation of the self sufficiency of
the religion of society. It would be so if the
State or society were to be considered as purely
human contrivances. If the State or Society are,
as in the case of Robespierre, regarded as
existing under the personal Providence of God,
like the pre-exilic Hebrew society, and if the
relationship between God and man, unlike that
presented by the Old Testament, does not entail a
hierarchical organization and a system of laws
and duties outside the framework of social
institutions and laws, then the purely religious
sense of awe and patriotic piety not only need
not clash, but are likely to become fused into
the Robespierre type of mysticism. There are no
other priests than the magistrates, religious and
patriotic ceremonial are the same, and to serve
you country is to serve God.
The faith in a natural order and the
immutable, universal principles deduced from it
was the cause of the almost universal opposition
in the second part of the eighteenth century to
Montesquieu's central idea, in spite of the high
esteem in which the father of the idea of
republican virtue was held. The lack of
understanding for the pragmatic evolution of
social forms was so great that Morelly took the Esprit
des Lois to be a didactic tract designed to
show the vagaries and follies of mankind, once
they had deviated from and abandoned the state of
nature. Politics, according to Sicyes, was an
art, and not a descriptive science like physics.
Its object was to plan, to create reality and to
do so in obedience to a permanent pattern. It
was, Sieyes maintained, natural law that was old,
and the errors of existing societies were new.
Diderot did not think that a knowledge of history
must precede that of morality. It seemed to him
more useful and expedient to gain an idea of the
just and unjust, "before possessing a
knowledge of the actions and the men to whom one
ought to apply it ". The emphasis upon
" ought " instead of " why "
was Rousseau's answer to Montesquieu. In the much
quoted passage in Emile, Rousseau says
that Montesquieu was the only man capable of .
creating the " great and useless "
science of politics, or rather political right,
but unfortunately contented himself with dealing
with the positive laws of the established
governments, " et rien au monde n'est plus
different que ces deux etudes ". Rousseau's
own references to relativism conditioned by
different geographical circumstances do not
affect his general approach. They appear to see
the necessary tribute he feels obliged to pay to
political geography, and they usually occur when
the subject is economics. Condorcet, like
Rousseau, thought that Montesquieu would have
done better had he been less occupied with
finding " the reasons for that which is
there than with seeking that which ought to
be". More interesting and less noticed was
eighteenth-century criticism of Montesquieu which
implied that his relativism was due to his having
given preference to geographical and other
factors over the human factor. The underlying
assumption of this criticism-a point to be
developed later - was the idea that while
objective conditions make for variety, it was
human nature that called for uniformity. Even
Montesquieu himself, never quite a "
Montesquieu'ist " - as Marx not a Marxist -
believed in natural laws derived from man's inner
being as a constant and immutable quality.
Helvetius and Mably maintained that Montesquieu's
thesis was vitiated by his failure to recognize
that human psychology was the only vital factor
in shaping political systems. To Helvetius it was
the desire for power and the ways of obtaining
it. Mably recognized human passions, and not
climatic differences or the particular
configuration of a territory, as the decisive
factor in politics. He believed that human
psychology was the same in every climate. Hence,
knowledge of psychology was the safest way to
scientific politics.
Condorcet and others put the main emphasis on the
rights of man as the condition of an exclusive
social system. His criticism should be read
together with his comparison between the French
Revolution and the political systems of antiquity
and the United States of America. The case
between rationalist politics and political
empiricism has nowhere been made clearer on the
side of eighteenth century French philosophy.
Condorcet objects to the empiricism of the
ancient Greek political philosophy. It was a
science of facts, but not a true theory founded
upon general, universal principles, nature and
reason. The Greek thinkers aimed less at
extirpating the causes of evil than at destroying
their effects by opposing their causes one to
another. In brief, instead of applying a
systematic and radical cure, they tried to play
up to prejudices and vices, and play them off
against each other so as to cancel their effects.
No effort to disperse and suppress them was made.
The result was, that these policies deformed,
misled, brutalized and inflamed men, instead
of refining and purifying them. Condorcet seems
at one time to come very near Morelly's
condemnation of what to-day would be called
reformism: the perennial effort, in the words of
the Code de la Nature, to perfect the
imperfect. This procedure - claimed Morelly -
only complicates the chain of evils, misleads the
people and kills the energy for a radical reform.
Like all his eighteenth-century predecessors,
Condorcet based his idea of a radical reform on
the immutable necessities of human nature, or
rather the rights of man derived from them. He
thought that the Greeks had a consciousness of
rights, but failed to comprise their coherent
structure, their depth, extent and real nature.
They saw in them, as it were, a heritage, a
set of inherited rights, and not a coherent,
objective framework. Even the American Revolution
had not yet achieved the full consciousness of
these principles. The Americans had not yet
acquired principles sufficiently invariable not
to fear that legislators might introduce into the
political institutions their particular
prejudices and passions. Their object could
not as yet therefore be to build on the firm,
permanent basis of nature and universal maxims a
society of men equal and free; they had to be
content with establishing " laws to
hereditary members ", that is to say, within
the context of the given realities and
expediency. The American system therefore offered
an example of a search for a mean between the
oligarchy of the rich and the fickleness of the
poor, inviting tyranny. The French
Revolution marked the absolute turning point.
" We arrived at the period when philosophy .
. . obtained an influence on the thinking class
of men, and these on the people and their
governments that ceasing any longer to be gradual
produced a revolution in the entire mass of
certain nations, and gave thereby a secure pledge
of the general revolution one day to follow that
shall embrace the whole human species . . . after
ages of error, after wandering in all the mazes
of vague and defective theories, writers . . . at
length arrived at the knowledge of the true
rights of man . . . deducted from the same
principle . . . a being endowed with sensation,
capable of reasoning . . . laws deduced from the
nature of our own feeling . . . our moral
constitution."
The French Revolution compared with the American
Revolution had been an event on quite a different
plane. It had been a total revolution in the
sense that it had left no sphere and retrospect
of human existence untouched, whereas the
American Revolution had been a purely political
change-over. Furthermore, while the French
Revolution had enthroned equality and effected a
political transformation based upon the identity
of the natural rights of man, the American
Revolution had been content to achieve a balance
of social powers based on inequality and
compromise. It was this human hubris and impious
presumption that frail man is capable of
producing a scheme of things of absolute and
final significance that, on the one hand,
provoked some of Burke's most eloquent passages
and, on the other, led Joseph de Maistre, Bonald
and their school to proclaim the idea of
theocratic absolutism.
Chapter Two THE SOCIAL PATTERN AND
FREEDOM : :. (HELVETIUS AND HOLBACH)
(a)IDENTITY OF REASON
WE now reach the core of our problem, the paradox
of freedom. The fighting argument of the teachers
of the natural system was that the powers that be
and their theoretical defenders deliberately or
ignorantly took no heed of human nature. All the
evils, vices and miseries were due to the fact
that man had not consulted his true nature, or
had been prevented from doing so by ignorance,
which was spread and maintained by vested
interests. Had man probed his true nature, he
would have discovered a replica of the universal
order. By obeying the postulates of his own
nature he would have acted in accordance with the
laws of Nature as a whole, and thus avoided all
the entanglements and contradictions in which
history has involved him. Now the paradox is that
human nature, instead of being regarded as that
stubborn, unmanageable and unpredictable Adam, is
presented here as a vehicle of uniformity, and as
its guarantee. The paradox is based upon vital
philosophical premises.
There is a good deal of confusion as to the
philosophical kinship of the eighteenth-century
philosophers. It is made worse by the fact that
the philosophers were not philosophers in the
strict sense of the word. They were eclectics.
They were as much the heirs of Plato and
Descartes as Locke and Hume, of philosophical
rationalism and empirical skepticism, of Leibnitz
and Condillac's associationist theory. Not even a
founder of utilitarianism like Helvetius, or one
of the most important teachers of materialist
determinism like Holbach, ever made their
position unequivocally clear. But it is necessary
to sum up what all the eighteenth-century
thinkers had in common in their underlying
premises as far as it affects the subject of this
investigation.
Following the footsteps of Descartes, the
philosopher believed in truth that is objective
and stands on its own, and which can and would be
recognized by man. To Holbach truth was the
conformity of our ideas with the nature of
things. Helvetius believed that all the most
complicated metaphysical propositions could be
reduced to questions of fact that white is white
and black is black. Nature has so arranged that
there should be a direct and unerring correlation
between objects and our powers of cognition.
Helvetius, Holbach and Morelly repeatedly say
that error is an accident only. We all would see
and judge rightly if it were not for the
ignorance or the particular passions and
interests that blind our judgment, these being
the result of bad education or the influence of
vested interests alien to man. Everyone is
capable of discovering the truth, if it is
presented to him in the right light. Every member
of Rousseau's sovereign is bound to will the
general will. For the general will is in the last
resort a Cartesian truth. Helvetius goes so far
as to deny any inherent differences of ability
and talent. These are nothing but the product of
conditions and chance. Uniform education, the
placing of all children in as similar conditions
as possible, their subjection to exactly the same
impressions and associations, would reduce the
differences of talent and ability to a minimum.
With what eagerness this theory was seized upon
by the revolutionary egalitarians, especially
Buonarroti. Genius can be reared, and you can
multiply men of genius according to plan, taught
Helvetius.
Rationalists and empiricists at the same time,
eighteenth-century thinkers felt no incongruity
when boasting that in contrast to their opponents
they based their theories on experience alone.
They never tired of urging people to observe and
study man in order to learn how he behaves and
what are his real needs. But this emphasis on
empiricism was directed not against philosophical
rationalism, but only against the authoritarian,
revealed religion and the teachings of tradition.
Their empiricism was vitiated by the rationalist
premise of Man per se, human nature as such
ultimately endowed with only one unifying
attribute, reason, or at most two, reason and
self-love. If there is such a being as Man in
himself, and if we all, when we throw off our
accidental characteristics, partake of the same
substance, then a universal system of morality,
based on the fewest and simplest principles,
becomes not only a distinct possibility, but a
certainty. Such a system would be comparable in
its precision to geometry, and the most cherished
dream of philosophers since Locke would come
true.
Since this universal system of ethics is a matter
of intellectual cognition, and since it is quite
sure that Nature intended the moral order to be
purposeful and conducive to happiness, it becomes
quite clear that all the evils that exist, all
chaos and misery, are due simply to error or
ignorance. Man, however, is a creature not only
of reason but of individual and unpredictable
passion. " Will the simplicity and
uniformity of these principles agree with the
different passions of men ? " Helvetius'
answer to his own question is that however
different the desires of men may be, their manner
of regarding objects is essentially the same.
There is no need to accept the individual's
actual refusal to submit his passionate nature to
reason as a fact that must be taken for granted
and will always be with us. And here
eighteenth-century philosophy was immensely
helped by the associationist psychology of
Condillac, with its roots in Locke. The mind is
at birth a talbula rosa, with no innate ideas,
characteristics or vices. All are formed by
education, environment and associations of ideas
and impressions. Man is a malleable creature. He
is by nature neither good nor bad, rather good in
so far as he is accommodating to what Nature
intended him to be. All his actual badness and
viciousness . is a result of evil institutions,
and may be traced still further to the "
first little chain " of evils, the original
fatal error as Morelly and Holbach called it, the
idea that man is bad. The institutions and the
laws erected on this premise were calculated to
thwart man and his legitimate aspirations. They
acted as an irritant and made man evil, which the
powers that be took for a further justification
of their oppressive methods. Man is a product
of education. Education in the widest sense of
the word, including of course the laws, is
capable of reconciling man with the universal
moral order and objective truth. It can teach him
to throw off the passions and urges which act
against the harmonious pattern, and develop in
him the passions useful to society. In a society
from which the Church had been excluded and which
treated social utility as the sole criterion of
judgment, education like everything else was
bound to be focused in the governmental system.
It was a matter for the Government. Helvetius,
Holbach, Mably, the Physiocrats and others, in
the same way as Rousseau himself, believed that
ultimately man was nothing but the product of the
laws of the State, and that there was nothing
that a government was incapable of doing in the
art of forming man. How fascinated Helvetius was
by the power and greatness of the founder of a
monastic order, able as he was to deal with man
in the raw, outside the maze of tradition and
accumulated circumstances, and to lay down rules
to shape man like clay. Rousseau's adored
Legislator is nothing but the great Educator.
(b) SELF INTEREST
The problem of man's self-interest is the
central point of the eighteenth-century theory.
Prima facie, man's self-love is calculated to be
the rock upon which any harmonious social pattern
might founder. Eighteenth-century thinkers
declared it however to be the most important
asset for social co-operation. They hailed it as
the most precious gift of Nature. Without the
desire for happiness and pleasure, man would sink
into sloth and indifference and, as Helvetius,
Rousseau, Morelly, Mably, Holbach and others all
agreed, would have never attained his real
self-fulfillment, which can be achieved only in
organized society and in the relationships
maintained by it. Self-love is the only basis of
morality, for it is the most real and most vital
element in man and human relations. It therefore
offers a simple and safe standard to judge how
people would act and what could satisfy them. But
the main value of the principle is in the fact
that man's self-interest in the natural state,
far from setting him irretrievably at variance
with his fellow men and society, draws them
together as nothing else, no transcendental
commandments, could. Self-love, as Morelly
defined it, is by nature indissolubly bound up
with the instinct of benevolence, and thus plays
in the sphere of social relations the same part
as Newton's law of gravitation in the physical
world. According to Helvetius and Holbach, nature
has so arranged that man cannot be happy without
the happiness of others, and without making
others happy. Not only because he needs the sight
of happiness in others to feel happy himself, but
also because, owing to cosmic pragmatism, our
courses and interests are so linked up in a
higher unity that man working for his own welfare
inevitably helps others and society. Holbach
called the vicious man a bad calculator. Virtue
is nothing but the wise choice of what is truly
useful to himself and at the same time to others.
Reason is the intellectual capacity for making
the right choice, while liberty is the practical
knowledge of what is conducive to happiness, and
the ability to act on it. No sacrifice of
self-interest is required. On the contrary, a
legislator demanding it would, in the words of
Mably, be insane. What the individual may be
asked is to forgo immediate advantages for more
solid and permanent gains in the future. He may
properly be invited to lose his soul to win it
back, to surrender some selfish interests to
society so as to be able to increase the solid
totality of good, embodied in the social good,
from which his own particular interest inevitably
flows. For ultimately, if group interests within
society are eliminated, and replaced by a general
interest, deduced from human nature, common to an
equal degree to everyone, the general interest is
nothing but one's individual interest writ large.
Man's real interest is immanent in the general
social good. Selfishness and vice do not pay.
In words reminiscent of Plato, Holbach speaks of
a harmony of the soul that constitutes happiness,
and comes into existence when man is at peace
with himself and his environment. The man torn by
passions, tormented by cupidity, worn out by
frustration, tossed about by heterogeneous urges,
has his harmony disturbed and becomes miserable.
In brief, even from the strictly utilitarian
point of view, virtue is its own reward. The
virtuous man, as our writers never tire of
repeating, cannot fail to be happy. The happiest
is the man who realizes that I his happiness lies
in self-adjustment to the necessary order of
things, that is to say, in the pursuit of
happiness in harmony with others. All misery is
the outcome of a vain attempt to kick against the
natural order from which man can never depart
without peril to himself All misery and all vices
come, as Rousseau put it, from the preference man
gives to his amour-propre over his amour de sol,
legitimate and natural self-love. What is useful
is virtuous and true. Not just in the sense of
limited pragmatism that that is true which in a
limited sphere produces results. It is so owing
to what has been called here cosmic pragmatism.
Things were meant to fit, and their
appropriateness is demonstrated by results. Their
appropriateness is also their truth, for the
universe is simultaneously a system of truths and
a wonderful machine designed to produce results.
The pattern of social harmony cannot be left to
work itself out by itself . The designs of nature
to be realized require deliberate arrangements.
The natural identity of interests must be
reproduced by the artificial identification of
interests. It is the task of the Legislator to
bring-about social harmony, that is to say,
reconcile the personal good with the general
good. It is for the Legislator, as Helvetius put
it, to discover means of placing men under the
necessity of being virtuous. This can be achieved
with the help of institutions, laws, education
and a proper system of rewards and punishments.
The Legislator, acting on manšs instinct of
self-love, is capable of forcing him to be just
to others. He can direct man's passions in such a
way that instead of being destructive they would
come to bear good fruit. The object of the laws
is to teach man his true interest, which is after
all another name for virtue. This can be done if
there is a clear and effective distribution of
rewards and punishments. A proper system of
education in the widest sense would fix firmly in
the minds of men the association of virtue with
reward, and of vice with punishment, these
embracing of course also public approval and
disapproval.
" The whole art of this sublime architecture
consists in making laws which are wise and
learned enough to direct my self-love in such a
way that I neglect, so to speak, my particular
advantage, and to reward me liberally for the
sacrifice,'' wrote Mably. It is a question of
external arrangements and of education at the
same time. The personal good may be made with the
help of appropriate institutions and arrangements
to flow back from the general good so that the
citizen, having his legitimate needs satisfied,
would have no incentive to be anti-social, He can
be made fully conscious of this and made to
behave accordingly. Helvetius and Holbach taught
that the temporal interest alone if handled
cleverly was sufficient to form virtuous men.
Good laws alone make virtuous men. This being so,
vice in society is not the outcome of the
corruption of human nature, but the fault of the
Legislator. This statement is not invalidated
even if it is admitted that man as he is would
naturally always prefer his personal to the
general good. For man is only a raw element in
regard to the edifice of social harmony. A
legislation is possible under which none would be
unhappy but fools and people maimed by nature,
and none vicious but the ignorant and stupid.
That such a society has not yet come into
existence is due not to man, but to the failure
of governments to form man with the help of
education and proper laws. For the restoration of
the natural order would be effected only as a
result of a total change in man's actual nature.
And so the natural identity of interests is
completely over-shadowed by the postulate of
their artificial identification. Until now
education had been left to chance and made the
prey of false maxims. It was now time to remember
that all felicity was the outcome of education.
" Men have in their own hands the instrument
of their greatness and their felicity, and . . .
to be happy and powerful nothing more is
requisite than to perfect the science of
education." Legislators, moralists and
natural scientists should combine to form man on
the basis of their teachings, the conclusions of
which converge upon the same point. Governments
have it in their power to rear genius, to raise
or lower the standard of ability in a nation.
This, as Helvetius and Holbach insist, has
nothing to do with climate or geography. Since
human thought is so important for man's
disposition towards the general good and towards
his fellow citizens, and the harmonious pattern
in general, it is only natural and necessary that
a government should take a deep interest in
shaping the ideas of men and exercise a
censorship of ideas.
(C) THE NATURAL ORDER, THE LEGISLATOR, AND THE
INDIVIDUAL
These ideas on self-interest and the power of
education have strong political and social
implications. As justice only has meaning in
reference to social utility, it is clear that a
just action is one that is useful to the greater
number. It could thus be said that morality
consists in the interest of the greater number.
The greater number embodies justice. " It is
evident," says Helvetius, " that
justice is in its own nature always armed with a
power sufficient to suppress vice, and place men
under necessity of being virtuous." Why have
the few, representing a minority and therefore an
I immoral interest, for so long dominated the
greater number? Because of ignorance and
misleading influences. The existing powers are
interested in maintaining ignorance and in
preventing the growth of genius and virtue. It is
therefore clear that a reform of education could
not take place without a change of political
constitution.
The art of forming man, in other words
education, depends ultimately on the form of
government. Self-Love as applied to the political
sphere means the love of power. Political wisdom
consists not in thwarting this natural instinct,
but in giving it an outlet. The satisfaction
of this urge like the satisfaction of man's
legitimate self-interest is conducive to virtue.(!)
From this point of view democracy appears as the
best system, as it satisfies the love of power of
all or of most. The totalitarian potentialities
of this philosophy are not quite obvious at first
sight. But they are nevertheless grave. The very
idea of a self-contained system from which all
evil and unhappiness have been exorcised is
totalitarian. The assumption that such a scheme
of things is feasible and indeed inevitable is an
invitation to a regime to proclaim that it
embodies this perfection, to exact from its
citizens recognition and submission and to brand
opposition as vice or perversion. The greatest
danger is in the fact that far from denying
freedom and rights to man, far from demanding
sacrifice and surrender, this system solemnly
re-affirms liberty, man's self-interest and
rights. It claims to have no other aims than
their realization. Such a system is likely to
become the more totalitarian, precisely because
it grants everything in advance, because it
accepts all liberal premises a priori. For it
claims to be able by definition to satisfy them
by a positive enactment as it were, not by
leaving them alone and watching over them from
the distance.
When a regime is by definition regarded as
realizing rights and freedoms, the citizen
becomes deprived of any right to complain that he
is being deprived of his rights and liberties.
The earliest practical demonstration of this was
given by Jacobinism. Thus in the case of Rousseau
his sovereign can demand from the citizen the
total alienation of all his rights, goods,
powers, person and life, and yet claim that there
is no real surrender. In the very idea of
retaining certain rights and staking out a claim
against the sovereign there is, according to
Rousseau, an implication of being at variance
with the general will. The proviso that the
general will could not require or exact a greater
surrender than is inherent in the relationship
between it and the subject does not alter the
case, since it is left to the sovereign to decide
what must be surrendered and what must not.
Rousseau's sovereign, like the natural order, can
by definition do nothing except secure man's
freedom. It can have no reason or cause to hurt
the citizen. For it to do so would be as
impossible as it would be for something in the
world of things to happen without a cause.
There is no need to insist that neither
Helvetius, Holbach nor any one of their school
envisaged brute force and undisguised coercion as
instruments for the realization of the natural
system. Nothing could have been further from
their minds. Locke's three liberties figure
prominently in all their social catechisms. They
could not conceive any clash between the natural
social pattern and the liberties, the real
liberties, of man. The greater the freedom, the
nearer, they believed, was the realization of the
natural order. In the natural system there would
simply be no need to restrict free expression.
Opposition to the natural order would be
unthinkable, except from fools or perverted
individuals. The Physiocrats, for instance, were
second to none in their insistence on a natural
order of society " simple, constant,
invariable and susceptible of being demonstrated
by evidence". Mercier de la Riviere preached
" despotism of evidence " in human
affairs. The absolute monarch was the embodiment
of the " force naturelle et irresistible de
l'evidence ", which rules out any arbitrary
action on the part of the administration. The
Physiocrats insisted at the same time on the
freedom of the press and the " full
enjoyment" of natural rights by the
individual. A government conducted on the basis
of scientific evidence could only encourage a
free press and individual freedom !
Eighteenth-century believers in a natural system
failed to perceive that once a positive pattern
is laid down, the liberties which are supposed
to be attached to this pattern become restricted
within its framework, and lose their validity and
meaning outside it. The area outside the
framework becomes mere chaos, to which the idea
of liberty simply does not apply, and so it is
possible to go on reaffirming liberty while
denying it. Robespierre was only the first of the
European revolutionaries who, having been an
extreme defender of the freedom of the press
under the old dispensation, turned into the
bitterest persecutor of the opposition press once
he came into power. For, to quote the famous
sophism launched during the later period of the
Revolution against the freedom of the press, the
very demand for a free press when the Revolution
is triumphant is counter-revolutionary. It
implies freedom to fight the Revolution, for in
order to support the Revolution there is no need
for special permission. And there can be no
freedom to fight the Revolution. On closer
examination the idea of the natural order reaches
the antithesis of its original individualism.
Although prima facie the individual is the
beginning and the end of everything, in fact the
Legislator is decisive. He is called upon to
shape man in accordance to a definite image. The
aim is not to enable men as they are to express
themselves as freely and as fully as possible, to
assert their uniqueness. It is to create the
right objective conditions and to educate men so
that they would fit into the pattern of the
virtuous society.
Chapter Three TOTALITARIAN DEMOCRACY
(ROUSSEAU)
(a) THE PSYCHOLOGICAL BACKGROUND
ROUSSEAU
Rousseau often uses the words nature and the
natural order in the same sense as his
contemporaries to indicate the logical structure
of the universe. He also uses nature, however, to
describe the elemental as opposed to the effort
and achievement of the spirit in overcoming and
subduing the elemental. The historical state of
nature before organized society was the reign of
the elemental. The inauguration of the social
state marked the triumph of the spirit. It must
be repeated that to the materialists the natural
order is, so to speak, a ready-made machine to be
discovered and set to work. To Rousseau, on the
other hand, it is the State, when it has
fulfilled its purpose. It is a categorical
imperative. The materialists reached the problem
of the individual versus the social order only
late in their argument. Even then, supremely
confident of the possibility of mutual
adjustment, they failed to recognize the
existence of the problem of coercion. To
Rousseau the problem exists from the beginning.
It is indeed the fundamental problem to him. A
motherless vagabond starved of warmth and
affection, having his dream of intimacy
constantly frustrated by human callousness, real
or imaginary, Rousseau could never decide what he
wanted, to release human nature or to moralize it
by breaking it; to be alone or a part of human
company. He could never make up his mind whether
man was made better or worse, happier or more
miserable, by people.
Rousseau was one of the most ill-adjusted and
egocentric natures who have left a record of
their predicament. He was a bundle of
contradictions, a recluse and anarchist, yearning
to return to nature, given to reverie, in revolt
against all social conventions, sentimental and
lacrimose, abjectly self-conscious and at odds
with his environment, on the one hand; and the
admirer of Sparta and Rome, the preacher of
discipline and the submergence of the individual
in the collective entity, on the other. The
secret of this dual personality was that the
disciplinarian was the envious dream of the
tormented paranoiac. The Social Contract was the
sublimation of the Discourse on the Origins of
Inequality. Rousseau speaks of his own
predicament, when describing it ; and elsewhere
the unhappiness of man, who, after he left the
state of nature, fell prey to the conflict
between impulse and the duties of civilized
society; always " wavering between his
inclinations and his duties ", neither quite
man nor quite citizen, " no good to himself,
nor to others ", because never in accord
with himself The only salvation from this agony,
if a return to the untroubled state of nature was
impossible, was either a complete self
abandonment to the elemental impulses or to
" denature (de'naturer) man"
altogether. It was in the latter case necessary
to substitute a relative for an absolute
existence, social consciousness for
self-consciousness. Man must be made to regard
himself not as a " unite numerique, l'entier
absolu, qui n'a de rapport qu'a lui-meme ",
but as a " unite fonctionnaire qui tient au
denominateur et dont la valeur est dans son
rapport aver l'entier, qui est le 'corps social
". A fixed rigid and universal pattern of
feeling and behavior was to be imposed In order
to create man of one piece, without
contradictions, without centrifugal and
anti-social urges.
The task was to create citizens who would will
only what the general will does, and thus be
free, instead of every man being an entity in
himself, torn by egotistic tensions and thus
enslaved. Rousseau, the teacher of romantic
spontaneity of feeling, was obsessed with the
idea of man's cupidity as the root cause of moral
degeneration and social evil. Hence his
apotheosis of Spartan ascetic virtue and his
condemnation of civilization in so far as
civilization is the expression of the urge to
conquer, the desire to shine and the release of
human vitality, without reference to morality. He
had that intense awareness of the reality of
human rivalry peculiar to people who have
experienced it in their souls. Either out of a
sense of guilt or out of weariness, they long to
be delivered from the need for external
recognition and the challenge of rivalry. Three
other representatives of the totalitarian
Messianic temperament to be analyzed in these
pages show a similar paranoiac streak. They are
Robespierre, Saint-Just and Babeuf. In recent
times we have had examples of the strange
combination of psychological ill-adjustment and
totalitarian ideology. In some cases, salvation
from the impossibility of finding a balanced
relationship with fellow-men is sought in the
lonely superiority of dictatorial leadership. The
leader identifies himself with the absolute
doctrine, and the refusal of others to submit
comes to be regarded not as a normal difference
of opinion, but as a crime. It is characteristic
of the paranoiac leader that when thwarted he is
quickly thrown off his precarious balance and
falls victim to an orgy of self-pity, persecution
mania and the suicidal urge. Leadership is the
salvation of the few, but to many even mere
membership of a totalitarian movement and
submission to the exclusive doctrine may offer a
release from ill-adjusted egotism. Periods of
great stress, of mass psychosis, and intense
struggle call forth marginal qualities which
otherwise may have remained dormant, and bring to
the top men of a peculiar neurotic mentality.
(b) THE GENERAL VERSUS THE INDIVIDUAL
It was of vital importance to Rousseau to save
the ideal of liberty, while insisting on
discipline. He was very proud and had a keen
sense of the heroic. Rousseau's thinking is thus
dominated by a highly fruitful but dangerous
ambiguity. On the one hand, the individual is
said to obey nothing but his own will; on the
other, he is urged to conform to some objective
criterion. The contradiction is resolved by the
claim that this external criterion is his better,
higher, or real self, man's inner voice, as
Rousseau calls it. Hence, even if constrained to
obey the external standard, man cannot complain
of being coerced, for in fact he is merely being
made to obey his own true self. He is thus still
free; indeed - freer than before. For freedom is
the triumph of the spirit over natural, elemental
instinct. It is the acceptance of moral
obligation and the disciplining of irrational and
selfish urges by reason and duty. The acceptance
of the obligations laid down in the Social
Contract marks the birth of man's personality and
his initiation into freedom. Every exercise of
the general will constitutes a reaffirmation of
man's freedom. The problem of the general will
may be considered from two points of view, that
of individual ethics and that of political
legitimacy.
Diderot in his articles in the Encyclopedia
on the Legislateur and Droit naturel was a
forerunner of Rousseau in so far as personal
ethics are concerned. He conceived the problem in
the same way as Rousseau: as the dilemma of
reconciling freedom with an external absolute
standard. It seemed to Diderot inadmissible that
the individual, as he is, should be the final
judge of what is just and unjust, right and
wrong. The particular will of the individual is
always suspect. The general will is the sole
judge. One must always address oneself for
judgment to the general good and the general
will. One who disagrees with the general will
renounces his humanity and classifies himself as
" denature". The general will is to
enlighten man " to what extent he should be
man, citizen, subject, father or child ",
" et lui convient de vivre on de
mourir". The general will shall fix the
nature and limits of all our duties. Like
Rousseau, Diderot is anxious to make the
reservation in regard to man's natural and most
sacred right to all that is not contested by the
" species as a whole". He nevertheless
hastens, again like Rousseau, to add that the
general will shall guide us on the nature of our
ideas and desires. Whatever we think and desire
will be good, great and sublime, if it is in
keeping with the general interest. Conformity to
it alone qualifies us for membership of our
species: " ne la perdez donc jamais de vue,
sans quoi vous verrez les notions de la bonte, de
la justice, de l'humanite, de la vertu, chanceler
dans votre entendement".
Diderot gives two definitions of the general
will. He declares it first to be contained in the
principles of the written law of all civilized
nations, in the social actions of the savage
peoples, in the conventions of the enemies of
mankind among themselves and even in the
instinctive indignation of injured animals. He
then calls the general will " dans chaque
individu un acte pur de l'entendement qui
raisonne d'arts le silence des passions sur ce
que l'homme peut exiger de son semblable et sur
ce que son semblable est en droll d'exiger de lui
". This is also Rousseau's definition of the
general will in the first version of the Social
Contract. Ultimately the general will is to
Rousseau something like a mathematical truth or a
Platonic idea. It has an objective existence of
its own, whether perceived or not. It has
nevertheless to be discovered by the human mind.
But having discovered it' the human mind simply
cannot honestly refuse to accept it. In this way
the general will is at the same time outside us
and within us. He is not invited to express his
personal preferences. He is not asked for his
approval. He is asked whether the given proposal
is or is not in conformity with the general will.
" If my particular opinion had carried the
day, I should have achieved the opposite of what
was my will; and it is in that case that I should
not have been free." For freedom is the
capacity of ridding oneself of considerations,
interests, preferences and prejudices, whether
personal or collective, which obscure the
objectively true and good, which, if I am true to
my true nature, I am bound to will. What applies
to the individual applies equally to the people.
Man and people have to be brought to choose
freedom, and if necessary to be forced to be
free.
The general will becomes ultimately a question of
enlightenment and morality. Although it should be
the achievement of the general will to create
harmony and unanimity, the whole aim of political
life is really to educate and prepare men to will
the general will without any sense of constraint.
Human egotism must be rooted out, and human
nature changed. " Each individual, who is by
himself a complete and solitary whole, would have
to be transformed into part of a greater whole
from which he receives his life and being."
Individualism will have to give place to
collectivism, egoism to virtue, which is the
conformity of the personal, to the general will.
The Legislator " must, in a word, take away
from man his resources and give him instead new
ones alien to him, and incapable of being made
use of without the help of other men. The more
completely these natural resources are
annihilated, the greater and the more lasting are
those which he acquires, and the more stable and
perfect the new institutions, so that if each
citizen is nothing and can do nothing without the
rest; and the resources acquired by the whole are
equal or superior to the aggregate of the
resources of all Individuals, it may be said that
legislation is at the highest possible point of
perfection." As in the case of the
materialists, it is not the self-expression of
the individual, the deployment of his particular
faculties and the realization of his own and
unique mode of existence, that is the final aim,
but the loss of the individual in the collective
entity by taking on its color and principle of
existence. The aim is to train men to " bear
with docility the yoke of public happiness
", in fact to create a new type of man, a
purely political creature, without any particular
private or social loyalties, any partial
interests, as Rousseau would call them.
(c) THE GENERAL WILL, POPULAR
SOVEREIGNTY, AND DICTATORSHIP Rousseau's
sovereign is the externalized general will, and,
as has been said before, stands for essentially
the same as the natural harmonious order. In
marrying this concept with the principle of
popular sovereignty, and popular self-expression,
Rousseau gave rise to totalitarian democracy. The
mere introduction of this latter element, coupled
with the fire of Rousseau's style, lifted the
eighteenth-century postulate from the plane of
intellectual speculation into that of a great
collective experience. It marked the birth of the
modern secular religion, not merely as a system
of ideas, but as a passionate faith. Rousseau's
synthesis is in itself the formulation of the
paradox of freedom in totalitarian democracy in
terms which reveal the dilemma in the most
striking form, namely, in those of will. There is
such a thing as an objective general will,
whether willed or not willed by anybody. To
become a reality it must be willed by the people.
If the people does not will it, it must be made
to will it, for the general will is latent in the
people's will. Democratic ideas and rationalist
premises are Rousseau's means of resolving the
dilemma. According to him the general will would
be discerned only if the whole people, and not a
part of it or a representative body, was to make
the effort.. The second condition is that
individual men as purely political atoms, and not
groups, parties or interests, should be called
upon to will. Both conditions are based upon the
premise that there is such a thing as a common
substance of citizenship, of which all partake,
once everyone is able to divest himself of hi |